THIRD DIVISION
[A.C. No. 5019. April 6, 2000]
Judge
ADORACION G. ANGELES, complainant, vs. Atty. THOMAS C. UY JR., respondent. Sppedä jo
D E C I S I O N
PANGANIBAN, J.:
Lawyers must promptly account for money or
property they receive on behalf of their clients. Failure to do so constitutes
professional Misconduct and justifies the imposition of disciplinary sanctions.
The
Case and the Facts
In a letter dated February 11, 1999
addressed to the Office of the Chief Justice, Judge Adoracion G. Angeles of the
Regional Trial Court of Caloocan City (Branch 121) charged Atty. Thomas C. Uy
Jr. with violation of Canon 16 of the Code of Professional Responsibility.
Complainant states that respondent's acts, which had earlier been held
contemptible in her February 10, 1999 Order,[1] also rendered him administratively liable. In the
said Order, she narrated the following facts:
"When the
case was called for the second time at 11 :25 o'clock in the morning, the
private prosecutor Atty. Thomas C. Uy, Jr. appeared. In open court, accused
Norma Trajano manifested that she had already settled in full the civil aspect
in Crim. Case No. C-54177 (98) in the total amount of [t]hirty [s]ix [t]housand
[f]ive [h]undred (P36,500.00) [p]esos. She further alleged that she paid P20,000.00
directly to the private complainant and the balance of P16,500.00 was delivered
to Atty. Thomas C. Uy, Jr., the lawyer of the private complainant and
accordingly produced in open court the receipt for such payment signed by no
less than the aforesaid lawyer. Indeed, the civil liability of the accused had
already been satisfied in full. Miso
"However, the
private complainant, Primitiva Malansing [Del Rosario] manifested that she did
not receive the amount of [s]ixteen [t]housand [f]ive [h]undred (P16,500.00)
[p]esos which was paid to his lawyer Atty. Thomas C. Uy, Jr., thereby
constraining this court to direct Atty. Thomas C. Uy to turn over the money to
the private complainant which he received in trust for his client. Atty. Uy
however argued that his client did not like to accept the money but the
assertion of the lawyer was belied by his own client, the herein private
complainant, who manifested in open court x x x her willingness to accept the
money. The Court again directed Atty. Uy to produce the money but the latter
argued that he kept it in his office. Consequently, the Court suspended the
proceedings to enable Atty. Uy to get the money from his law office which is
located only at the second floor of the same building where this court is located.
"Unfortunately,
it is already 12: 15 o'clock past noon but Atty. Uy did not show up anymore and
not even his shadow appeared in Court.
"It cannot be
denied that the act of Atty. Thomas Uy in deliberately failing to return to the
Court [the] proceedings [of which] were suspended just because of his
representations, mirrors not only an undisguised disobedience of a court order
but also manifests his propensity to mock the dignity of the Court.
Disgustingly, he deliberately ignored his solemn oath to conduct himself as
befitting the status of an officer of the court.
"Indeed, this
gross misbehavior of Atty. Uy cannot simply be ignored for it is a raw
challenge to the authority of the Court.
"It must also
be pointedly emphasized that Atty. Thomas Uy committed a brazen violation
of the provisions of Canon 16 of the Code of Professional Responsibility, to
wit: Nexâ
old
"x x x x x
x x x x
"Obviously,
Atty. Thomas Uy fell short of the duties expected from him as a member of the
bar."
In compliance with this Court's March 24,
1999 Resolution, Respondent Uy[2] filed his Comment on June 7, 1999. Denying that he
violated Canon 16 of the Code of Professional Responsibility, he explained:
"1). In a
criminal case, then pending before the Regional Trial Court, Branch 121 of Kalookan
City, Metro Manila, presided by the complainant Honorable Adoracion G. Angeles,
entitled 'People of the Philippines vs. Norma Trajano, et., al', Criminal Case
No. C-54176-77 (98), Atty. Thomas C. Uy Jr., herein referred to as
[r]espondent, was engaged as [p]rivate [p]rosecutor of the complainant therein,
Mrs. Primitiva Malansin Del Rosario. At the outset Norma Trajano, accused in
said criminal case, expressed her desire and offered to settle the civil aspect
of the criminal case against her to which Primitiva Del Rosario acceded. On
separate hearings, Norma Trajano made installment payments to Primitiva Del
Rosario some of which payments were duly acknowledged by the latter in the
presence of [r]espondent;
"2). On a
previously cancelled date of hearing of the aforesaid criminal case x x x on
December 14, 1998, Norma Trajano went to the office of the [r]espondent at
about 8:45 o'clock in the morning, x x x and met Mr. Romeo C. Jamisola Jr., who
is acting as [r]espondent's personal secretary and at the same time the liason
officer of the law firm De Veyra, Uy and Associates x x x. Mr[.] Romeo Jamisola
Jr., is the lone staff of the law firm x x x. Respondent was at that time not
in the office as he was attending a hearing before the Regional Trial Court, Branch
122, Kalookan City, Metro Manila. x x xManiâ kx
"3). On the
aforesaid date and time (December 14, 1998) at the office of the [r]espondent,
Norma Trajano told Mr. Romeo Jamisola Jr. that she will make another partial
payment to Primitiva M. Del Rosario because she cannot attend the hearing the
following day (8[:]30 o'clock a.m. of December 15, 1999) before Judge Adoracion
G. Angeles due to a conflict of schedule with her [other] case in the Regional
Trial Court, Branch 19, Malolos, Bulacan, where she is likewise the accused for
[e]stafa[.] Mr. Romeo Jamisola told Norma Trajano to wait for a while as he
will fetch [r]espondent at the ground floor in the sala of the Honorable
Remigio E. Zari. Respondent, upon being informed of the presence of Norma Trajano
in the office of the [r]espondent by Romeo Jamisola Jr. went to his office and
Norma Trajano immediately told [r]espondent that she knew that the setting for
that day (December 14, 1998) was previously cancelled and that she cannot
attend the hearing the following day (8[:]30 o'clock a.m. December 15, 1998)
and further told the [r]espondent that she (Norma Trajano) will make another
partial payment to Primitiva M. Del Rosario and that she will just leave her
payment in the sum of [s]ixteen [t]housand [five hundred] [p]esos (P16,500.00),
Philippine [c]urrency, in the office of the [r]espondent. Respondent then told
Norma Trajano to inform Primitiva M. Del Rosario first but Norma Trajano
replied that she will just call Primitiva [Del Rosario]. Nonetheless, [r]espondent
told Romeo Jamisola Jr. to call Primitiva Del Rosario, using the office phone,
and let her talk with Norma Trajano, and, if Primitiva Del Rosario agreed
[r]espondent instructed Romeo Jamisola Jr., to just prepare a receipt.
Respondent, fearing that his case (People vs. Rommel Senadrin et al.
above-stated) might have been called in the calendar, immediately left the
office and proceeded [at] the sala of the Honorable Remigio E. Zari.
Respondent, after the hearing x x x, returned to his office and upon learning
that his signature was affixed by Romeo Jamisola Jr. upon the insistence of
Norma Trajano scolded Romeo Jamisola Jr. and for his unsuccessful attempt to
contact first Primitiva Del Rosario before receiving the sum of money left by
Norma Trajano;
Maniksâ
"4). The
following day [o]n the morning of December 15, 1998 [r]espondent arrived at his
office and met Primitiva Del Rosario and her daughter Aurora Del Rosario and
immediately the trio appeared before the sala of Judge Adoracion G. Angeles in
the hearing of the Norma Trajano case. Returning [to] the office of the
[r]espondent after the hearing, Primitiva Del Rosario and Aurora Del Rosario,
being earlier informed that on December 14, 1998 Norma Trajano went [to] his
office and made partial payment in the sum of P16,500 thru Mr. Romeo Jamisola
Jr., the [r]espondent told Mr. Romeo Jamisola to get the money from the filing
cabinet and while the money in the envelope [was] being handed over to
Primitiva Del Rosario, [the latter] and her daughter x x x, however, told
[r]espondent to just let the money in the sum of P16,500.00 be kept at the
office of the [r]espondent so that future payments of Norma Trajano will be
save[d] in whole and for them to avoid spending the same as what had happened
to the past installment payments of Norma Trajano. Respondent then acceded
to the request of Primitiva Del Rosario and her daughter and told them that
they can get the money anytime they want from the [r]espondent's office. Hence,
the money was kept locked [in] the filing cabinet of the [r]espondent where he
used to keep all his personal file[s]. Manikanä
"5). On
December 23, 1998, early before noon, Primitiva Del Rosario and her daughter
Aurora Del Rosario, on a prior invitation, attended the Christmas Party of the
office of [r]espondent and undersigned counsel. x x x Respondent, after the x x
x lunch, instructed Mr. Romeo Jamisola Jr., to give the sum of money
(P16,500.00) and for Primitiva Del Rosario to receive the same for fear of a
repetition of a burglary incident before, where some cash and minor office
appliances of undersigned were lost. Primitiva Del Rosario, however, insisted
that said sum of money be kept at the office of the [r]espondent to save in
whole the installment payments of Norma Trajano and that [was] the wish of her
son Fernando 'Bong' Del Rosario, who is a long time friend and a compadre of
the [r]espondent. Respondent, respecting the trust reposed upon him by
Primitiva Del Rosario, her daughter Aurora Del Rosario, and son Fernando Del Rosario,
acceded to hold in trust the said sum of [s]ixteen [t]housand [f]ive [h]undred
(P16,500.00) [p]esos, Philippine [c]urrency, which [was] locked and safely kept
[in] the filing cabinet of the [r]espondent until February 12, 1999; x x x;
"6). On
February 10, 1999 [during] the hearing of the Norma Trajano case before the
Hon. Adoracion G. Angeles, [r]espondent appeared shortly before 10:30 o'clock
in the morning, pursuant to a 'Motion to Call Case at 10:30 o'clock in the
Morning’ x x x.
"7). When the
said Norma Trajano [case] x x x was called on second call at 11[:]25 a.m., [i]n
said February 10, 1999 hearing, respondent was first scolded by the Honorable
Court (Judge Adoracion G. Angeles) x x x [for] giving more preference to the
Metropolitan Trial Court than her Court. Resp[o]ndent, however, beg[ged the]
indulgence of the Honorable Court (Judge Adoracion G. Angeles) and explained
why [he] first attend[ed] the Mandaluyong hearing of Manny Chua's case, to wit;
x x x.
Oldmisâ o
"8). That it
was during the course of [the] litany of sermon, [i]n that hour, made by the
Honorable Court addressed to the [r]espondent that Norma Trajano x x x butted
in and informed the Honorable Court (Judge Adoracion G. Angeles) that she will
be tendering another partial payment; it was at that moment that Judge
Adoracion G. Angeles asked Norma Trajano how much had she paid Primitiva Del
Rosario, and, Norma [T]rajano answered that she had already paid P36,500.00 as
full payment for one case, and that of the P36,500, P20,000.00 was paid to
Primitiva Del Rosario and HESITANTLY said that the P16,500 was paid to the
[r]espondent. Judge Angeles then took the receipt from Norma Trajano and had it
xeroxed by a personnel of the Court. The carbon duplicate original of the
Receipt, dated [D]ecember 14, 1998, showing the receipt by the office of the
[r]espondent, through Romeo Jamisola Jr., whose printed [name] was pre[ceded]
by the word 'By', indicating that he received the sum of money on behalf of or
in representation of the [r]espondent, is hereto [attached] and marked as ANNEX
'5', to form part hereof;
"9). That it
was perhaps due to the belief [in] and the immediate impression of Judge
Adoracion G. Angeles [of the] answer of Norma Traiano that prompted Judge Angeles
to ask, instantaneously in a loud manner, Primitiva Del Rosario ‘IN TAGALOG',
the question, 'NATANGGAP MO BA KAY ATTY. UY ANG PERA NA P16,500.00?'. Primitiva
Del Rosario, a seventy-year-old, who was shocked by the tone and the manner she
was asked by Judge Angeles simply just answered 'HINDI PO, KASI GUSTO [KO] PO
NA MABUO ANG PERA'. Primitiva Del Rosario, however, tried to explain her answer
'HINDI PO' and why she did not yet [receive] the money from the [r]espondent by
raising her hand but was prevented by Judge Adoracion G. Angeles from further
answering by telling Primitiva Del Rosario to stop. With that answer of
Primitiva Del Rosario, [r]espondent butted in to explain Primitiva Del
Rosario's answer of 'HINDI PO' and her having not yet received the sum of
money, subject of the inquisition of Judge Angeles by manifesting to wit; x x x
that Primitiva Del Rosario did not get the money when x x x handed the same on
December 15, 1998 because she wanted [it] to be save[d] in whole together with
the future installment payments of Norma Trajano and to be kept in the office
of the [r]espondent as wished by her son Bong Del Rosario; and, that the said
sum of money [was] kept in the filing cabinet in the office of the
[r]espondent. All explanation[s] of the [r]espondent went to x x x naught as
the [r]espondent was cut short by x x x Judge Angeles, [who] in a loud and
angry voice orally directed the [r]espondent to get the money from
[r]espondent's office and give the same to Primitiva Del Rosario. It was already
11 :45 o'clock in the morning, more or less, an the [r]espondent was given
fifteen (15) minutes to comply; [r]espondent requested Judge Angeles to be
accompanied by Primitiva Del Rosario and her daughter Aurora Del Rosario but
both were ordered to stay in court by Judge Angeles; Ncmâ
"10).
Respondent in compliance with the oral order of Judge Angeles immediately
proceeded [to] his office but only to find out that Romeo Jamisola Jr., who
[held] the only key [to r]esponddnt's filing cabinet, was on errand x x x that
morning of February 10, 1999 [for] Atty. Angel B. De Veyra (the Undersigned
Counsel) [who had sent him] to the offices of the solicitor general in Makati
City, and, the City Prosecutor's Office of Manila to [furnish copies to] both
offices; x x x;
"11).
Respondent, expecting that Romeo Jamisola Jr. would [arrive] before 12[:]00
noon, x x x waited for Romeo Jamisola Jr. while at the same time called up
[his] wife to immediately [come] to his office to spare the sum of P16,500.00
as Romeo Ja[mi]sola may not [arrive] [within] the time allotted by Judge
Angeles. The wife of respondent, however, arrived at about 12:25 P .M., more or
less, ahead of Romeo Jamisola Jr. and spared [r]espondent the sum of P16,500.00
and [r]espondent immediately went [to] the fourth floor, where the sala of
Judge Angeles [was] located but unfortunately the session was already
adjourned. Respondent then talked to 'Armand', one 'of the court personnel and
is known as the door keeper of the chamber of Judge Angeles, and [requested
that he be allowed to go inside the chamber to show [his] compliance, though
late. Respondent, however, was told by 'Armand' that Judge Angeles was on her
lunch break an that it [was] better for [r]espondent to take his lunch too and
return a little later; NcmmisÓ
"12). At
about 1:30 o'clock in the afternoon of that day (February 10, 1999)
[r]espondent returned [to] the sala of Judge Angeles together with Primitiva
Del Rosario and her daughter Aurora Del Rosario, who likewise returned to the
court, to seek an audience in [the] chamber [of] Judge Angeles. Said audience
with Judge Angeles was desired by Primitiva Del Rosario to let Judge Angeles
[witness] the giving of the money to Primitiva Del Rosario. But request[s] for
the same, through 'Armand', were twice denied by Judge Angeles because at that
time Judge Angeles was being interviewed by several media personnel of some TV
stations. The Del [Rosarios], however, left earlier upon knowing that Judge
Angeles denied their request for an audience. [They] told [r]espondent that
they will be back the following day. It was only when Romeo Jamisola arrived at
about 3:00 o'clock, more or less, in the afternoon and went at the fourth floor
at the premises of the sala of Judge Angeles and informed the [r]espondent that
he carried with him the key to [r]espondent's cabinet and the presence of some
[squatter] families of Batasan Hills, Quezon City at the office of the
[r]espondent, who has an appointment with the [r]espondent, that the
[r]espondent left the premises of the sala of Judge Angeles. [sic] Respondent,
at his office ordered Romeo Jamisola Jr. to open the filing cabinet and
returned to the premises of the sala of Judge Angeles alone at about 4:00 o'clock
P .M. after his meeting with the squatter families. But again, his request to
'Armand' to talk with Judge Angeles, after the media interview, was denied. At
about 5:30 o'clock in the afternoon, 'Armand', the court personnel, served the
Order, of said date, February 10, 1999 at the office of the [r]espondent;
"13). In the
early afternoon of the following day, February 11, 1999, [r]espondent together
with Primitiva Del Rosario and her daughter Aurora Del Rosario went again [to]
the sala of Judge Angeles x x x to seek an audience with Judge Angeles. Their
request x x x w[as] likewise in vain. Primitiva Del Rosario, after the last
attempt to seek audience with Judge Angeles and already tired of going [to] and
[from] the sala of Judge Angeles, decided on February 12, 1999, to receive the
sum of money in the amount of P16,500.00 from the office of the [r]espondent,
through, Romeo Jamisola Jr. and executed a Sinumpaang Salaysay. x x x;
"14). The
Sinumpaang Salaysay of Primitiva Del Rosario, dated February 16, 1999 as well
as the Acknowledgment Receipt, dated February 12, 199[9] was attached to a
Manifestation caused to be filed by the [r]espondent on March 3, 1999 when the
respondent was confined in Fatima Hospital in Valenzuela City, Metro Manila on
March 2, 1999;
Scncä m
"15).
Learning of the instant administrative case against the [r]espondent, Bong Del
Rosario, the son of Primitiva Del Rosario, upon whose wish the subject sum of
money was kept at the office of the [r]espondent to save the same in whole as
well as the future in[s]tallment payments of Norma Trajano executed a
Sinumpaang Salaysay, attesting [to] and confirming the statement of [his]
mother Primitiva Del Rosario. x x x"[3]
Stripped of unnecessary verbiage, the
Comment contends that the respondent kept the money in his office because that
was the alleged wish of both his client and her son. He allegedly informed them
of such money and tried to give it to them, but they insisted that he retain
it. He further maintained that it was only after Judge Angeles issue the
February 10, 1999 Order that his client relented and accepted the money on
February 12, 1999.
After the judge filed her Reply on June 30,
1999, this Court referred the case to the Office of the Bar Confidant for
report and recommendation. The Court dispensed with the normal referral to the
Integrated Bar of the Philippines because the records were complete and the
question raised was simple. No further factual investigation was necessary in
the premises.
Bar
Confidant's Report and Recommendation
Recommending that Atty. Thomas C. Uy Jr .be
suspended from the practice of law for one month, the Office of the Bar
Confidant in its Report and Recommendation dated December 15, 1999 said: SdaaÓ miso
"x x x [I]t
is clear that it is the sworn duty of a member of the bar to be accountable, at
all times, for anything which he receives for and in behalf of his client.
"In the case
at bar, this Office is more inclined to believe the story of the complainant.
"First, it
cannot be disputed that the transcript of stenographic notes is the most
reliable record of what indeed transpired (and what words were uttered by the
parties involved) on February 10, 1999 at the hearing of Crim. Case No.
C-54176-77 (98). Records clearly show that the private complainant in the
criminal case, when asked by Judge Angeles as to the whereabouts of the
P16,500.00, spontaneously replied that she had no knowledge of the same; in
effect saying that Atty. Uy has not given her the subject 16,500.00. If,
indeed, Primitiva Del Rosario requested Atty. Uy to keep the money as far back
as December 1998, then she should have told the same to Judge Angeles.
"Atty. Uy's
allegation that Judge Angeles prevented Primitiva Del Rosario from saying in
open court the words 'HINDI PO KASI GUSTO KO PO NA MABUO ANG PERA' does not
have any proof as nothing of that sort appears in the transcript of
stenographic notes. Atty. Uy has not even bothered to refute the truth of the
contents of the stenographic notes, all the more bolstering this Office's
opinion that the said notes are accurate and truthful. Sdaad
"Second, the
affidavits executed by Primitiva Del Rosario and her son, Fernando Del Rosario,
dated February 16, 1999 and June 7, 1999, respectively, attesting to Atty. Uy's
averment that his act of personally keeping the subject P16,500.00 was with and
at their request cannot be given much credence to outweigh the arguments of
Judge Angeles. The said affidavits, both executed after February 10, 1999, are
suspect. Caught by surprise when Judge Angeles inquired of the whereabouts of
his client's money, Atty. Uy x x x resorted to seeking the help of his client
to corroborate his defense. Being the clients of Atty. Uy, Primitiva Del
Rosario and her son could have been persuaded to help extricate their counsel from
the latter's predicament.
"In the
absence of any contradicting evidence to dispute the allegation that Atty. Uy
failed to immediately remit to his client the money due the latter, it is safe
to conclude that Atty. Uy has violated his sworn duty to uphold, at all times,
the trust and confidence reposed in him by his client(s).
x x x x x x x x x
"In the
instant case, Atty. Uy, upon receipt of the P16,500.00 from the accused in the
criminal case, should have promptly remitted the same to his client, Primitiva
Del Rosario. Had Judge Angeles not inquired of the whereabouts of the money,
the same would have remained with Atty. Uy, to the prejudice of the latter's
client."[4]
This
Court's Ruling
We agree with the findings and the
recommendation of the Office of the Bar Confidant. Scsä daad
Administrative
Liability of Respondent
The relationship between a lawyer and a
client is highly fiduciary; it requires a high degree of fidelity and good
faith. It is designed "to remove all such temptation and to prevent
everything of that kind from being done for the protection of the client."[5]
Thus, Canon 16 of the Code of Professional
Responsibility provides that "a lawyer shall hold in trust all moneys and
properties of his client that may come into his possession." Furthermore,
Rule 16.01 of the Code also states that "a lawyer shall account for all
money or property collected or received for or from the client." The
Canons of Professional Ethics is even more explicit:
"The lawyer
should refrain from any action whereby for his personal benefit or gain he
abuses or takes advantage of the confidence reposed in him by his client. SupÓ rema
"Money of the
client collected for the client or other trust property coming into the
possession of the lawyer should be reported and accounted for promptly and
should not under any circumstances be commingled with his own or be used by
him."[6]
In the present case, it is clear that
respondent failed to promptly report and account for the P16,500
he had received from Norma Trajano on behalf of his client, Primitiva Del
Rosario. Although the amount had been entrusted to respondent on December 14,
1998, his client revealed during the February 10, 1999 hearing that she had not
yet received it. Worse, she did not even know where it was.
Respondent maintains that on December 15,
1998 he informed Mrs. Del Rosario about the payment. He further avers that he
kept the money up n her instruction, as she had allegedly wanted "future
payments x x [to] be saved in whole and for them to avoid spending the same as
what had happened to the past installment payments x x x."[7] This assertion allegedly finds support in her answer
to the question of Judge Angeles, who had asked her whether she had received
the disputed payment: "Hindi po, kasi gusto [ko] po na mabuo ang pera."
The Court is not persuaded. Respondent's
assertions are contradicted by the following transcript of stenographic notes:
"Court: This P16,500, did you turn it over to
the private complainant?
Atty. Uy: No your Honor, because she wanted the
full amount of the settlement.
Court: Private complainant, is it true that
you did not want to accept the money?
Mrs. Del Rosario: Hindi po, sila po ang nagbigayan. Jurisä
Court: Hindi po ibinibigay sa inyo ni Atty.
Uy?
Mrs. Del Rosario: Hindi po.
x x x x x x x x x
Court: Nasaan iyong P16,500? Huwag kayong
matakot.
Mrs. Del Rosario: Aywan ko po sa kanilang dalawa."[8]
If it were true that Mrs. Del Rosario was
informed about the payment and that she entrusted it to respondent, she would
have known its whereabouts. That she did not know it showed the falsity of his
claim.
It is noteworthy that respondent did not
dispute the foregoing transcript although it belied his allegation that Mrs.
Del Rosario's express wish was to have the payments in full. Scä juris
Neither are we convinced by the affidavits
of Mrs. Del Rosario and her son, both of whom affirmed their intention to have
their money in the safekeeping of respondent. It should be stressed that he was
her counsel and the compadre of her son. Moreover, the affidavits were
executed after the filing of this Complaint. As the Office of the Bar Confidant
observed, these considerations militate against the credibility of the
affiants. In any event, their affidavits fail to explain adequately why Mrs.
Del Rosario, during the hearing on February 10, 1999, did not know where her
money was.
The records do not clearly show whether
Attorney Uy had in fact appropriated the said amount; in fact, Mrs, Del Rosario
acknowledge that she had received it on February 12, 1999. They do show,
however, that respondent failed to promptly report that amount to her. This is
clearly a violation of his professional responsibility. Indeed, in Aya v.
Bigornia,[9] the Court
ruled that money collected by a lawyer in favor of his clients must be
immediately turned over to them. In Daroy v. Legaspi,[10] the Court
held that "lawyers are bound to promptly account for money or property
received by them on behalf of their clients and failure to do so constitutes professional
misconduct."
Verily, the question is not necessarily
whether the rights of the clients have been prejudiced, but whether the lawyer
has adhered to the ethical standards of the bar.[11] In this case, respondent has not done so. Indeed, we
agree with the following observation of the Office of the Bar Confidant:
"Keeping the
money in his possession without his client's knowledge only provided Atty. Uy
the tempting opportunity to appropriate for himself the money belonging to his
client. This situation should, at all times, be avoided by members of the bar.
Like judges, lawyers must not only be clean; they must also appear clean. This
way, the people's faith in the justice system would remain undisturbed."[12]Jurisä sc
In this light, the Court must stress that it
has the duty to look into dealings between attorneys and their clients and to
guard the latter from any undue consequences resulting from a situation in
which they may stand unequal.[13] The present situation calls for the exercise of this
duty.
For misappropriating and failing to promptly
report and deliver money they received on behalf of their clients, some lawyers
have been disbarred[14] and others have been suspended for six months.[15] In the present case, the records merely show that
respondent did not promptly report that he received money on behalf of his
client. There is no clear evidence of misappropriation. Under the
circumstances, we rule that he should be suspended for one month.
WHEREFORE, Atty. Thomas C. Uy Jr .is hereby SUSPENDED for
one month. He is warned that a repetition of the same or similar acts will be
dealt with more severely.
Let copies of this Decision be served on
Atty. Thomas C. Uy Jr. at his given address or any other known one. Copies of
this Decision shall also be entered in his record as attorney and served on the
IBP, as well as the Court Administrator who shall circulate them to all the
courts in the country for their information and guidance.
SO ORDERED.
Melo, (Chairman), Vitug, Purisima, and Gonzaga-Reyes, JJ., concur. MisjÓ uris
[1] Rollo, p. 4-6.
[2] Through his counsel Angel B. De Veyra.
[3] Rollo, pp. 14-23.
[4] Rollo, pp. 55-58.
[5] Agpalo, Legal Ethics, 1992 ed., p. 188.
[6] Paragraph 11, "Dealing with trust property"; italics supplied.
[7] Comment, p. 4; rollo, p. 17.
[8] See complainant's Reply. P. 2; rollo, 42. (Emphasis supplied)
[9] 57 Phil. 8, July 26, 1932.
[10] 65 SCRA 304, July 25, 1975, per Aquino, J., citing In Re Bamberger, 49 Phil. 962. See also Obia v. Catimbang, 196 SCRA 23, April 19, 1991; Dumadag v. Legaspi, 197 SCRA 303, May 21, 1991.
[11] See Hilado v. David, 84 Phil, 569, September 21, 1949.
[12] Report and Recommendation, p. 9; rollo, p. 58.
[13] Hilado v. David, supra.
[14] Daroy v. Legaspi, supra.
[15] Aya v. Bigornia, supra.